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Compliance Roundtable

Feb 12 1:00 PM - Feb 12, 2025 2:30 PM
Feb 12, 2025 1:00 PM - 2:30 PM
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Description

Join a member of The League's compliance team as they lead a discussion on the latest changes in regulations and need to know information to keep your credit union in compliance.

Bundle Dates:

  • February 12
    NCUA’s Succession Planning Final Rule and what it means for Wisconsin Credit Unions 

  • April 2
    Topics Coming Soon!

  • November 5
    Topics Coming Soon!

Agenda

1:00 – 1:45 pm 
Guest Speaker -
Vice President of System Collaboration & Development | The League
NCUA’s Succession Planning Final Rule and what it means for Wisconsin Credit Unions 

1:45 – 2:15 pm
League Compliance Expert - 
Director of the Compliance Specialist Program | The League
Organization Accounts - we will discuss common questions that come up with organization accounts: sole proprietorships, DBAs, LLCs, etc.  So many different types of entities and so many questions! 

2:15 – 2:30 pm     
Q&A and Discussion

 

Additional Info

Speakers

Josh Roberts

Vice President of System Collaboration & Development | The League

Josh is responsible for promoting credit union service and outreach and fostering opportunities for credit union growth. You can also find Josh helping Wisconsin's small credit unions with operational consulting, provides strategy assistance by facilitating Strategic Planning Sessions, and providing various training for credit union leaders, staff, and boards. Additionally, Josh spearheads diversity, equity, and inclusion initiatives for The League and its member credit unions and is also the League Liaison for the Wisconsin Credit Union Foundation and oversees its operations.

Josh has nearly 20 years of experience in the financial industry, having served credit unions as a vice president, controller, and compliance officer.  He is a graduate of CUNA Management School, where he served as Class President, and a 2016 graduate of the Credit Union Development Educators (CUDE) program.  

Josh currently serves on the Executive Committee of the CUNA Lending Council and is Vice-Chair of CUNA Lending Council’s Member Resources Committee and Vice-Chair of the Engagement Committee. In addition, he is engaged in the community, serving as Board Chair for the Milwaukee Area Technical College Accounting Advisory Board, and as a member of the Milwaukee Area Technical College Banking and Finance Advisory Board. He has previously held positions and volunteered with local neighborhood associations, the American Red Cross, and local environmental organizations.

Kim Hoppe

Director of the Compliance Specialist Program | The League

Kim is a familiar voice to Wisconsin credit unions as part of our Legal Affairs team, offering guidance by phone and email on compliance issues, and practical insights as part of League compliance trainings. She also oversees the Compliance Specialist team and coordinates their work with participating credit unions around the state.

Kim graduated from UW-Parkside and received her law degree with honors from Chicago-Kent College of Law.   

 

Nikki Springer

Compliance Resource Manager | The League
Nikki Springer has almost 20 years of financial industry experience with a background in sales, marketing, project management, and compliance. She spent 8 years at a bank prior to joining The League. She has been a Compliance Specialist for 11 years and was recently promoted to The League’s Compliance Resource Manager position. In this role, she splits her time between her work as a Compliance Specialist and helping the Legal Affairs team field credit union questions to support their members. Nikki graduated from Marquette University with a degree in Leadership and Organization.

Paul Guttormsson

Senior Vice President & General Counsel | The League

Paul drafts regulatory comment letters on behalf of credit unions, helping to shape regulations that affect credit union operations, income, and member service. He also supports The Legal Affairs team with telephone and email assistance to credit unions as well as research and analysis to develop The League’s ii releases, and he is a frequent presenter for League compliance roundtables and webinars. In addition, he oversees The League’s forms program.

Paul graduated with honors from UW-Eau Claire in 1985 and worked as a newspaper editor for several years before attending the University of Wisconsin Law School, where he graduated with honors in 1994. He joined The League in 2001.

Event Type

Webinar

Fees

$99 for each individual session 

$229 for the bundle (Feb 12 | April 2 | Nov 5) 


Location